AUG112020_01B2203Decided 2020-08-11I-140

A mechanical engineer's EB-1A petition was dismissed after the AAO found he met only two of the required three…

Dismissed Useful for: avoid these mistakes
EB-1AField: mechanical engineering, specializing in the design of industrial components
The outcome

This appeal was not successful at this stage

The AAO dismissed the appeal because the petitioner only met two of the required three evidentiary criteria (judging and scholarly articles), failing to establish original contributions of major significance. Without meeting the three-criteria threshold, no final merits determination was required.

2 / 3 criteria needed Need 1 more

1 more criterion would trigger a full merits review.

In plain English

The petitioner, a mechanical engineer specializing in industrial component design and aeronautical research, sought EB-1A extraordinary ability classification. The Texas Service Center denied the petition, finding only two criteria met. On appeal, the AAO agreed the petitioner satisfied the judging and scholarly articles criteria, and partially reversed the Director by finding his contributions were original. However, the AAO concluded that the reference letters, citation data, and evidence of commercial patent sales failed to demonstrate that the petitioner's contributions had a field-wide impact of major significance. Because the petitioner did not meet the required minimum of three criteria, no final merits determination was conducted and the appeal was dismissed.

What worked & what failed

What worked: The petitioner successfully demonstrated peer review activity for ASME journals and an associate editor role (judging criterion), and authorship of four conference papers (scholarly articles criterion). The AAO also reversed the lower officer's finding and accepted that the petitioner's published research and patents were original contributions.

What failed: The petitioner could not show that his contributions were of major significance to the field of mechanical engineering. Reference letters from collaborators described usefulness to their own research but not broad field-wide impact. Citation data was undermined by flawed search methodology. Commercial sales of patented products were found to benefit only the employer, not the broader field.

Takeaway: For the original contributions criterion, reference letters must explicitly articulate field-wide impact — not just relevance to individual researchers' work. Citation data should use accurate, field-appropriate search terms, and patent evidence should be paired with independent third-party evidence showing adoption or influence across the industry beyond the petitioner's own employer.

For RFE responses & petition building

Cases like this are frequently used by attorneys when responding to RFEs or building initial petitions. The evidence patterns that worked (or failed) here directly reflect what USCIS officers look for when evaluating EB-1A criteria.

Evidence that moved the needle

  • The petitioner successfully demonstrated peer review activity for ASME journals and an associate editor role (judging criterion), and authorship of four conference papers (scholarly articles criterion)
  • The AAO also reversed the lower officer's finding and accepted that the petitioner's published research and patents were original contributions.

Evidence that wasn't enough alone

  • The petitioner could not show that his contributions were of major significance to the field of mechanical engineering
  • Reference letters from collaborators described usefulness to their own research but not broad field-wide impact
  • Citation data was undermined by flawed search methodology
  • Commercial sales of patented products were found to benefit only the employer, not the broader field.
Find more EB-1A cases with similar evidence patterns →
What the evidence showed

Criterion-by-criterion breakdown

Judging the work of others

Met

Petitioner reviewed articles for several ASME journals and served as one of more than 40 associate editors for the International Journal of Engines. AAO agreed with the Director that this criterion was met.

Original contributions of major significance

Reversed in their favor

AAO reversed the Director's finding on originality, agreeing contributions were original, but found the petitioner failed to show the contributions were of major significance. Reference letters and citation data did not demonstrate field-wide impact; patent commercialization and industrial products did not extend impact beyond employer.

Authorship of scholarly articles

Met

Petitioner co-authored four papers published in scientific conference proceedings. AAO agreed with the Director that this criterion was met.

Evidence that persuaded the AAO

Peer review activity for multiple ASME journals, satisfying the judging criterion

Associate editor role for the International Journal of Engines

Four co-authored papers published in scientific conference proceedings, satisfying the scholarly articles criterion

Where the evidence fell short

Reference letters describing graduate research on turbine blades: did not demonstrate field-wide remarkable impact or wide implementation

Letters citing NASA grant support: showed impact on one research group's funding, not major significance to the overall field

Letters from UK and Canadian researchers validating models using petitioner's data: showed usefulness but not major significance

Microsoft Academic citation data claiming top 3% ranking: search terms limited to fields that did not accurately capture petitioner's mechanical engineering work

Three industrial patents assigned to employer: commercialization and sales did not show impact beyond employer's financial benefit

Purchase orders for commercially sold products: confirmed sales but did not show field-wide impact beyond the employer

Officer errors the AAO found

The Director incorrectly found that the petitioner's scholarly articles and patents did not demonstrate original contributions; the AAO reversed on originality, finding the review processes for publication and patents ensure originality.

How the case moved

Completed

I-140 filed

Mechanical engineer and researcher specializing in aeronautical and industrial component design, including work on turbine blades and patented industrial products

Completed

Director, Texas Service Center — Denied

Initial decision: Denied.

Completed

Appeal to the AAO

Petitioner appealed to the Administrative Appeals Office for de novo review.

2020-08-11

AAO decision — Dismissed

The AAO dismissed the appeal because the petitioner only met two of the required three evidentiary criteria (judging and scholarly articles), failing to establish original contributions of major significance. Without meeting the three-criteria threshold, no final merits determination was required.

If you're appealing a similar decision, I-290B must be filed within 30 days of personal service of the denial, or 33 days if mailed.

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Authorities the office relied on
8 C.F.R. § 204.5(h)(2)8 C.F.R. § 204.5(h)(3)8 C.F.R. § 204.5(h)(3)(i)-(x)8 C.F.R. § 204.5(h)(3)(iv)8 C.F.R. § 204.5(h)(3)(v)8 C.F.R. § 204.5(h)(3)(vi)
KazarianEstablishes the two-step analysis for extraordinary ability petitions: first assess initial evidentiary criteria, then conduct a final merits determination of sustained national or international acclaim.
Matter of PriceEven athletes performing at the major league level do not automatically meet the extraordinary ability standard, illustrating the highly restrictive nature of the classification.